Financial Services scenario: AI-assisted broker portfolio management
Download scenario guide Watch how to start with Microsoft CopilotAvailable with: Microsoft 365 Copilot and Copilot Studio Scenario level:
KPIs impacted
Client retention
Value benefit
Cost savings
Using Copilot for AI-assisted broker portfolio management
1. Analyze market overview
Day to day management of investment portfolios requires staying current on quickly changing market data and analyzing existing portfolios.
Business Chat1
Benefit: Use Copilot to compile the latest figures for identified markets along with a sentiment analysis.
2. Analyze VIP client portfolios
Identify the top client portfolios that require immediate attention due to significant changes in asset value or risk exposure due to market shifts.
Business Chat3
Copilot Studio
Benefit: Use Copilot to provide summary of portfolios that need attention and click to open specific portfolios in a modal for teams for a detailed view of the portfolio.
3. Check for recent news and info
Find and analyze news articles affecting specific segments that may impact stock holdings within a specific portfolio.
Business Chat3
Copilot Studio
Benefit: Copilot integrates with news aggregators and identifies the most impactful recent news articles along with summary of key points impacting portfolio holdings.
4. Identify investment opportunities
Based on current market conditions and news, identify a list of potential investment opportunities from the portfolio optimization system with reasons for recommending.
Business Chat3
Copilot Studio
Benefit: Ask Copilot to assemble top 5 investment opportunities based on the information gathered from the portfolio management agent.
5. Draft customer recommendation
Draft email to client regarding rebalancing their portfolio due to the market shifts.
Copilot in Outlook
Benefit: Use Copilot to draft a personalized email to client outlining the need for a portfolio review and suggesting a meeting.
6. Assist with compliance
Help propose portfolio adjustments that comply with SEC regulations and company standards and policies.
Business Chat3
Copilot Studio
Benefit: Copilot scans proposed changes and reviews against regulatory and compliance documentation for SEC and the company. Copilot highlights any compliance concerns it recognizes to give the broker a head start on their review.
1Access Copilot at copilot.microsoft.com or the Microsoft Copilot mobile app and set toggle to “Web”.
2Access Business Chat at copilot.microsoft.com or the Microsoft Copilot mobile app and set toggle to “Web”.
3Copilot agents allow Microsoft 365 Copilot to access your company-specific apps. In the past, this would have required an API call to get data from a system of record. The content in this example scenario is for demonstration purposes only. You should evaluate how Copilot aligns with your organization’s business processes, regulatory requirements, and responsible AI principles.
The content in this example scenario is for demonstration purposes only. You should evaluate how Copilot aligns with your organization’s business processes, regulatory requirements, and responsible AI principles.
